Lecture 39 - Cosmology (4/22/96)


Seeds: Chapter 15

  1. Introduction to Cosmology
    • The Universe appears to us to be very large, expanding uniformly, and on large scales approximately homogeneous and isotropic.
    • From these observations, and using Einstein's Theory of Relativity, it turns out that there are very concrete predictions for the way the Universe evolves.
    • Einstein, in 1917, applied his equations for gravity to the Universe.
    • Einstein found that his equations predicted an expanding or contracting Universe, but not an unchanging one. So he added a cosmological constant to his equations so that the Universe could remain static.
    • After Hubble discovered the expansion of the universe in 1929, Einstein called the cosmological constant his "greatest blunder". He felt he should have believed the predictions of his equations rather than succumb to prejudice based not on any solid observations.
    • As we will see in the final lecture, we have returned to Einstein's idea of a cosmological constant in order to explain some problems in cosmology. Perhaps this wasn't a blunder after all!
    • An expanding homogeneous and isotropic universe can be characterized by its topology, or the fundamental nature of spacetime in that universe.
    • Relatively simple equations govern the way the Universe as a whole evolves in time.
  2. Spacetime Curvature
    • The spacetime of the Universe as a whole is curved by the presence of mass.
    • There are three generic topologies for a homogeneous and isotropic Universe with 3 spatial dimensions, distinguished by the curvature.
    • In two dimemsions, a sphere has positive curvature, a plane has zero curvature, and a saddle has negative curvature.
    • Flat (zero curvature) space is also called Euclidean (actually, it is Lorentzian in spacetime, but Euclidean in space).
    • Two parallel lines in a postitively curved space meet at two points (like two great circles on a sphere).
    • The area of a circle is less than Pi R^2 (positive curvature), equal to Pi R^2 (flat), or greater than Pi R^2 (negative curvature).
    • The sum of the three vertex angles of a triangle are greater than 180 degrees (positive curvature), equal to 180 degrees (flat), or less than 180 degrees (negative curvature).
    • You would have to use very large circles or triangles to do these tests.
  3. Cosmological Scale Factors
    • The radius R of a comoving sphere of radius R0 now will change as the universe expands, just like the wavelength of light moving through the universe.
    • The ratio R/R0 can be considered as the scale factor of the Universe:
      R(z) = R0 / ( 1 + z )
    • Note that R0 = R(z)( 1 + z ) would be the wavelength seen now, given the true emitted wavelength R(z) then, thus the redshift.
    • The scale factor of the Universe was higher in the past (since redshifts are positive), thus things were closer together.
    • For small redshifts, the distance redshift relation becomes:
      d = v / H = c z / H
      since z is approximately v/c.
    • >This is true for any curvature Universe on small enough scales, since it just involves the local expansion rate.
  4. The Energy Equation
    • Because the laws of physics are mathematical, two systems that follow similar laws will behave similarly.
    • For a comoving sphere of radius R containing mass M, the energy equation is:
      E/m = v^2/2 - GM/R
    • Setting E=0 gives us a universe that will just slow down to v=0 at R=infinity.
    • Subsituting v=HR, this corresponds to a universe with the critical density
      3M/4Pi R^3 = 3H^2/8Pi G
    • If the universe has an average mass density equal to the critical density, it is a flat universe with zero curvature, infinite volume, and expands forever though slowing down to zero infinitely far in the future.
    • If the universe has less than the critical density, it is an open universe with negative curvature, is infinite, and will expand forever.
    • If the universe has greater than the critical density, it is a closed universe with positive curvature, has finite volume, and will expand to a maximum scale factor at some time in the future, then will recollapse.
    • For the HST value of H=82 km/s/Mpc, the critical density is 1.26 x 10^-26 kg/m^3.
    • Astronomical measurements give an average mass density of the Universe somewhere in the range between 10% of to just over the critical density.
  5. The Age of the Universe
    • If we live in a Universe that is expanding with mass in it, the expansion is slowing down.
    • Thus, the Hubble constant H was higher in the past. We denote the current value, which we measure, as H0. H0 as measured by HST is 82 km/s/Mpc.
    • A universe with higher density is younger than a universe with lower density, given the same expansion rate H0 now.
    • An empty universe expands at a constant rate H0=H. The age of an empty universe is
      t0 = 1 / H0
    • A flat universe with the critical density would have a current age of
      t0 = 2 / 3 H0
    • For H0=50 km/s/Mpc, the age of an empty universe would be about 20 billion years. For a flat universe, the age would be 13 billion years.
    • The oldest globular clusters appear to be 15 to 18 billion years old, while the Sun is around 4.5 billion years old. If H0 is really as high as 82 km/s/Mpc, and the Universe were flat, then the Universe would be younger than its oldest stars, which is nonsensical.
    • A value of H0 larger than 50 km/s/Mpc implies an open Universe (or does it)?
    • The time is related to the redshift. For an empty Universe
      t = t0 / (1 + z)
      while for a flat universe
      t = t0 / (1 + z)^(3/2)

Next Lecture - The Early Universe


Introduction to Cosmology

What can we "see" about the Universe? It is certainly apparently very large, as the most distant quasars (at z = 5) are over 4000 Mpc away. It appears to be in the process of uniform expansion, with the Hubble relation v = H d. Finally, on the largest scales it appears to be approximately homogeneous and isotropic as per the cosmological principle. It turns out from these considerations alone, and using Einstein's General Theory of Relativity, one is led to some concrete predictions for the evolution and topology of the Universe as a whole. This is subject of cosmology, the study of the Universe as an entity.

Soon after the publication of his General Theory of Relativity in 1916, Einstein applied his equations of gravity to the Universe as a whole. However, when he did so he ran into a problem: the equations predicted a Universe that was in the state of expansion or contraction, but not stasis. Remember, this was in 1917, before the discovery of the expansion of the universe by Hubble in 1929, and the philosophical prejudice was that the Universe was unchanging, static, and perhaps everlasting. (Q: Compare this prejudice to those of pre-Copernican cosmology and of pre-Darwinian biohistory.) Einstein found he had to add a new term to his equations, the so-called cosmological constant, to end up with a static universe neither expanded nor contracted.

When Hubble discovered the expansion of the Universe in 1929, Einstein found that his equations without the cosmological constant made sense. He then declared that the cosmological constant was his "greatest blunder". He felt that he should have had faith in the predictions of his theory, and disregarded the unfounded (that is, not based upon observation) prejudice for a static universe. However, in the last decade, a number of observations of the Universe have been found to be at odds with some theoretical predictions using simple cosmologies. Some solutions to these problems involve the introduction of a cosmological constant term into Einstein's equations, though in a somewhat different manner than for a purely static universe. Thus, this may not have been a blunder after all!


Spacetime Curvature

Just like spacetime is curved by the presence of mass like a black hole, the spacetime of the Universe as a whole is curved by the presence of mass (like ourselves). There are three generic topologies for a homogeneous and isotropic Universe with 3 spatial dimensions like ours. They are distinguished by the curvature. In one dimension, like a line, there is only one sense of curvature. However, in two or three dimensions, curvature has a sign, and is positive, negative or zero. For a homogeneous and isotropic, both the sense and magnitude of the curvature must be uniform, that is the same everywhere.

It is easiest to use a two-dimensional analogue to begin with. A sphere has positive curvature. In two orthogonal (perpendicular) directions, the curvature is in the same direction, so a positively curved space closes back on itself, like a sphere. A positively curved space is unbounded, but finite (like the area of a sphere). A plane has zero curvature, and is thus flat. Flat space is unbounded and infinite. A saddle has negative curvature. Orthogonal directions show curvature in opposite directions (upward or downward). A space with negative curvature is unbounded and infinite.

Note that geometery as we are first taught it is only good in flat space. This is Euclid's geometry, and thus flat (zero curvature) space is also called Euclidean. (Note: flat space is Euclidean, but flat spacetime is Lorentzian, because time behaves differently than space. See the Special Lecture on the speed of light for more details.

There are several things that are different in non-Euclidean spaces, and can be used to tell if you are in curved or flat space. For example, one of Euclid's postulates is that parallel lines never meet (if they are not identical). Note that in positively curved space this is not true! Two parallel lines on a sphere are great circles, and two distinct great circles meet on opposite sides of the sphere at two points. The circumference and area of a circle, and the sum of the vertex angles of a triangle are also different in differently curved spaces.

In positively curved space, the circumference of a circle is less than Pi x Diameter, and the area less than Pi x Radius^2. In 3-D, the volume of a sphere is thus less than 4/3 x Pi x Radius^3! Furthermore, the sum of the three vertex angles of a triange are greater than 180 degrees! (Q: Test these statements using a globe (sphere). For example, cut a circle and triangle out of paper. Now try and paste it onto the sphere. What do you have to do to these figures to make them conform to the sphere?)

In negatively curved space, the circumference of a circle is greater than Pi x Diameter, the area greater than Pi x Radius^2, and the volume of a sphere thus greater than 4/3 x Pi x Radius^3. The sum of the vertex angles of a triangle are less than 180 degrees. (Q: Try and demonstate these properties of negatively curved space. Though you cannot easily make a 2-dimesional negatively curved uniform surface, you can use a saddle-shaped surface that has negative curvature at its "saddle point". Try pasting a circle and triangle there.)

Of course, the Universe is very large, and its curvature slight, so you would have to use very large circles or triangles to do these tests!


>Cosmological Scale Factors

In an expanding universe, the scale factor changes with time, and thus with apparent distance. The radius R of an imaginary sphere, of radius R0 (say 1 Mpc) now, will change as the universe expands. Similarly, the wavelength of light moving through the Universe will also expand (red-shift). The ratio R/R0 is thus related to the redshift:

R(z) = R0 / ( 1 + z )

Note that R0 = R(z)( 1 + z ) is the redshift relation for light of true wavelength R(z) emitted at redshift z and observed here as an increased wavelength R0.

For small redshifts, the Doppler shift is approximately z = v/c, while the Hubble velocity is approximately v = H d. Thus, the distance - redshift relation is approximatley

d = c z / H

This is true for any curvature Universe on small enough scales, since it just involves the local expansion rate.


The Energy Equation

Because the laws of physics are mathematical, two systems that follow similar laws will behave similarly. We used this when we computed the orbits of electrons about the nucles, noting that the electric force law was similar to the gravitational force law. If you remember when we calculated the energy levels of the atom and when we calculated the escape velocity from a gravitating body, we used an energy equation. Can we make an energy equation for the Universe?

Consider a sphere of radius R comoving (that is, expanding along with the Universe) enclosing a mass M. The gravitational energy equation would give:

E/m = v^2/2 - GM/R

Note we have divided through by the test mass m, the mass of the particle that is feeling the force from the total mass M at the edge of the sphere at radius R. If you remember the gravitational case, if E=0, then at R of infinity v=0 and the system was just unbound. If E<0, then the system was bound and the velocity v would reach zero at a maximum radius

Rmax = -GM(m/E)

and the particle would then fall back. If, on the other hand, E>0, then v would be positive even for R of infinity, and the system is unbound. If we had a fixed measure of the velocity, then we could think of an escape mass Mesc, for which with E=0, v would be zero at R of infinity:

Mesc = v^2 R / 2 G

If we want to apply this to the Universe, we should use the mass density in the sphere (3M/4Pi R^3) instead of the mass

3Mesc/4Pi R^3 = 3 v^2 / 8 Pi G R^2

In an expanding universe, v = H R on the comoving sphere, and so

3Mesc/4Pi R^3 = 3 H^2 / 8 Pi G

which no longer depends on R! This density, 3H^2 /8Pi G, is called the critical density of the Universe. If the average mass density in the Universe is equal to or less than this, then the Universe behaves as if it is unbound and it will expand forever. If the average mass density of the Universe is greater than the critical density, then it will expand to a maximum scale length, then recollapse, behaving like it is a bound system.

The case with a density greater than critical gives as a closed universe with positive curvature, finite volume, which will expand for some time, then begin to recollapse. The case with a sub-critical density corresponds to an open universe with negative curvature which will expand forever, and is infinite in volume. A universe with the critical density is flat, infinite, and will expand forever though slowing down toward zero at infinite time in the future.

The question of whether we live in an open, flat, or closed universe is a matter of what the mass density of the Universe is relative to the critical density 3H^2 /8Pi G. For a Hubble constant of H = 82 km/s per Mpc as measured by HST, the critical density is 1.26 x 10^-26 kg/m^3. This seems really tiny, but space is really big. (Q: What is this critical density in units of solar masses per cubic Megaparsec?) In fact, it appears that our Universe may have only about 30% of the critical density, and we might be living in an open universe. On the other hand, this is a hard measurement to make, and there are some indications (as well as some theoretical prejudices) that we live in a flat (or very nearly flat) Universe.


The Age of the Universe

If we live in a Universe that is expanding with mass in it, the expansion is slowing down. Thus, the Hubble constant H was higher in the past when the Universe was expanding faster. We denote the current value, which we measure around us locally, as H0. H0 as measured by HST is 82 km/s/Mpc, though different measurements give values in the range 40 to 100. A universe with higher density is younger than a universe with lower density, given the same expansion rate H0 now, since it will have slowed down more from a higher expansion rate earlier on.

If there were no mass in the universe, then H0=H always and it would expand at the same rate. The age of such an empty universe would thus be

t0 = 1 / H0

This represents the maximum age of an expanding universe with a given current value of H0 (though we will find we can change this by changing the energy equation). For H0=50 km/s/Mpc, the age of an empty universe would be just under 20 billion years, and thus for H0=82 it would be around 12 billion years old. Since the oldest globular clusters seem to have ages of 15 to 18 billion years, then we might expect that H0 would be near 50. Thus, the HST value of H0=82 is incompatible with old globular clusters even for an empty universe. Perhaps astronomers are mistaken about the globular clusters ages (new calculations are being done for stellar evolution). Another possible solution, using a cosmological constant, will be discussed in the next lecture.

If we live in a flat universe with the critical density, things are even worse. The age of a flat universe is given by

t0 = 2 / 3 H0

so for H0 = 50 km/s/Mpc the age t0 is 13 billion years, and for H0 = 82 is 8 billion years! This is the so-called age problem in cosmology, and we are working very hard to see what the solution is. To summarize, the oldest globular clusters appear to be 15 to 18 billion years old, while the Sun is around 4.5 billion years old. If H0 is really as high as 82 km/s/Mpc, and the Universe were flat, then the Universe would be younger than its oldest stars, which is nonsensical. Either we have gotten the globular cluster ages wrong, or H0 is really 50 km/s/Mpc or smaller, or there is some other term in the energy equation that is making the Universe expand faster now than in the past.

Although the relationship between the redshift and time is complicated, there are two simple cases. For an empty universe with constant expansion rate:

t = t0 / (1 + z)

For a flat universe

t = t0 / (1 + z)^(3/2)

These give the age of the universe t at redshift z.


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Steven T. Myers - Last revised 09May96