Lecture 41 - The Very Early Universe (4/26/96)


Seeds: Chapter 15

  1. Timeline of the Universe
    • Now: 15 billion years after Big Bang (T0 = 3 K)
    • Galaxies form: 1 billion years? (T = 20 K)
    • Microwave background - recombination: 1 million years (T = 3000 K)
    • Nucleosynthesis: 3 minutes (T = 10^8 K)
    • Electron-positron pairs: 1 second (T = 10^10 K)
    • Proton-antiproton pairs: 10^-4 seconds (T = 10^13 K)
    • Electroweak unification: 10^-12 seconds (T = 10^15 K)
    • Grand Unification - inflation: 10^-35 seconds (T = 10^27 K)
    • Quantum Gravity - full unification: 10^-43 seconds (T = 10^32 K)
    • The Planck Era - ???: t(?) < 10^-43 seconds (T > 10^32 K)
  2. Unification of Forces
    • The electric and magnetic forces were unified by the electromagnetic theory of James Clerk Maxwell about a century ago.
    • There are four known forces in nature: strong nuclear, electromagnetic, weak nuclear, and gravity. Physicists are working on unifying these into a single theory.
    • The concept of symmetry is fundamental to modern physics. Particles acquire different masses and forces different strengths through symmetry breaking.
    • The electomagnetic and weak nuclear forces are unified into the electroweak force at a temperature of 10^15 K.
    • The electroweak force and the strong nuclear force are believed to be unified at around 10^27 K. This is described by a grand unified theory, which has yet to be verified.
  3. The Planck Era - The Beginning?
    • The unification of gravity is expected to occur at T = 10^32 or so at a time 10^-43 seconds after the big bang.
    • The mass scale at this energy (10^19 GeV) is called the Planck mass: m^2 = hc/2Pi G
    • At these energies the concept of space and time breaks down.
    • The theory that must describe this is called quantum gravity.
    • This earliest phase in the evolution of the Universe is called the Planck Era.
    • We do not understand the Universe before this time, since we have no workable theory of quantum gravity.
    • The end of the Planck era can be considered to be the "Big Bang", when the space-time of our Universe came into being.
  4. Inflation
    • Regions of space that are separated in distance by less than the light travel time in the age of the Universe are said to be in causal contact.
    • Patches of the sky more than 2 degrees apart were never in causal contact at recombination when the microwave background was generated, so how did the Universe know to make them so very nearly the same temperature 2.726 K (now)?
    • It is difficult to see how the Universe seems homogeneous and isotropic on scales that were never in causal contact assuming our expanding universe model.
    • This is called the horizon problem in cosmology.
    • If we want isotropy on large scales to be due to physical effect, we must change our model so that these parts of the Universe were much closer together and thus in causal contact at very early times.
    • Thus, there must have been a phase in the evolution of the Universe when it expanded much faster than our simple model would have it.
    • A large positive cosmological constant will cause just such an exponential expansion, or inflation, of the scale factor.
    • Inflation solves the horizon problem, and would naturally lead to a universe with very nearly zero curvature, solving the flatness problem.
    • However, if we find that the density is only 10%-50% of the critical density, inflation may do too well and we may have to rethink things a bit. Stay tuned.
    • In the inflationary model, essentially all the matter and radiation density in the Universe today would be generated at the end of inflation from the energy in the cosmological constant. The previous density would have been inflated away to vanishingly low density by the inflation.
  5. Current Problems in Astronomy
    • We have concentrated on problem solving because the scientific method is based upon quantitative predictions.
    • The picture I have given you of the Universe should be taken seriously not because it is written in a textbook, because we can calculate the relevant quantities using the laws of physics, which were in turn built upon a sequence of observations, hypotheses, theories, then further observations.
    • The following are some of the unanswered questions currently being worked on in astronomy and astrophysics. There are of course, many more than this, but these are ones I find particularly interesting.
    • Why is the Universe the way it is? What are the relative roles of initial conditions and of causality? What is matter?
    • What is the nature of space and time? What happened in the Planck Era? What is the theory of quantum gravity? What is the correct theory of grand unification?
    • Did inflation occur? How and when? How did it end?
    • What is the mean density of the Universe? Is the Universe open, flat, or closed? Is the density very nearly equal to the critical (slightly higher, slightly lower) or is it 10%-50% of the critical density?
    • What is the age of the Universe? Is the Hubble constant 82 km/s/Mpc or closer to 50 km/s/Mpc?
    • What is the mass-to-light ratio on large scales (100,500,1000)? What is dark matter made of? WIMPS? MACHOS?
    • When did galaxies form? What sort of stars and galaxies were formed first? What are there elliptical and spiral galaxies?
    • What are quasars, QSO's and radio galaxies? Do active galactic nuclei contain supermassive black holes? How are powerful relativistic jets in radio galaxies and quasars made? Is there a massive black hole at the center of our galaxy?
    • Do black holes exist? Do they evaporate? Is information carried by matter into a black hole truly "lost"? Is there a singularity at the center of a black hole? Does it make sense to ask that question?
    • How do stars form out of molecular clouds (in detail)? What determines the relative numbers with mass and number of binaries?
    • What is the mechanism for planetary formation? What is the average probability of a planetary system around a given type of star? Are planets ubiquitous or rare? What about Earth-like planets? Can we image planets around other stars than our Sun?
    • What were the first stages in the formation of life on our planet? Were complex molecules formed in deep space in molecular clouds, then brought here? Could this have happened elsewhere?
    • Is there extraterrestrial life? Intelligent life? Are there alien astrophysicists asking these same questions? Did they come up with the same answers?
    • As the guide-book says: the Universe is Big, really Big!

Next Lecture - Final Exam!


Timeline of the Universe

Time since 0EventDescription Temperature
15 x 10^9 yrsNowGalaxies, stars, planets, and us 3 K
10^9 yrs ?Galaxy formationbulges and halos of normal galaxies form20 K
10^6 yrsMicrowave Backgroundrecombination - transparent to photons3000 K
3 minNucleosynthesislight elements formed 10^8 K
1 secElectron-Positron pairscreation of electrons 10^10 K
10^-4 secProton-Antiproton pairscreation of nucleons 10^13 K
10^-12 secElectroweak unificationE-M and weak force same10^15 K
10^-35 sec ?Inflationuniverse exponentially expands by 10^26 10^27 K
10^-35 secGrand UnificationE-M/Weak and Strong forces same10^27 K
10^-43 secQuantum GravityUnification of all 4 forces 10^32 K
< 10^-43 secPlanck EraNo concept of space or time? > 10^32 K

Unification of Forces

There are four known forces in nature: strong nuclear, electromagnetic, weak nuclear, and gravity (in decreasing order of strength with ratios of 1:10^-12:10^-14:10^-40 with ranges of 10^15m, infinity, 10^-17m, infinity respectively). In the late 19th century, James Clerk Maxwell unified the electric and magnetic foreces as aspects of the same phenomenon, electromagnetism. His four equations describe the electric and magnetic forces experienced by charged bodies. Can this be done with all the forces? It is certainly philosophically appealing to think that all the forces of nature are aspects of a single underlying theory!

In our current paradigm for physics, the standard model, as well as most viable alternatives, the forces become unified as the energy of particles undergoing the interactions increases. At high energies, you cannot tell the difference between any of the forces, and it is only at low energies where we experience the universe that the four fundamental forces become distinct. This idea is related to the concept of symmetry in modern physics, since a perfectly "symmetric" universe is one where everying is interchangeable, particles and forces for example. Thus, the forces and particles become differentiated through the mechanism of spontaneous symmetry breaking, which gives particles their different masses (why is the proton more massive than the electron?) and forces their different strengths and couplings to particles (why is the strong force stronger than the weak force?).

The weak force is intermediated by the W and Z particles. The W and Z have measured masses of around 90 GeV (1 GeV = 10^9 electron volts energy equivalent mc^2. Thus, the proton mass is 0.94 GeV.) The neutral Z is slightly heavier than the charged W+ and W-. Thus, at T of about 10^15 K, W and Z bosons can be created and destroyed out of photons, and thus we might expect the electromagnetic force carried by photons and the weak force carried by the W and Z to be indistinguishable. Indeed, at this temperature and higher the electromagnetic and weak forces are unified into the electroweak force. The electroweak theory and unification was verified about 15 years ago in particle accelerator experiments. The electroweak unification occured approximately 10^-12 seconds after the big bang in our model.

Given the success of the electroweak unification theory, we might confidently expect to be able to unify the electroweak and strong nuclear forces at even higher energies. In fact, Einstein himself spend his last years looking for such a grand unified theory or GUT. From the strength and nature of the strong force, we expect that this should occur at energies of 10^14 GeV (10^23 eV) corresponding to temperatures of 10^27 K. Unfortunately, this energy is well above the capabilities of current and projected future accelerators (around 10^12 eV), but there some lower energy aspects of GUTs that can be tested even at these energies. We expect that at temperatures above 10^27 K and higher, which occurs 10^35 seconds and earlier after the big bang, the electro-weak-strong forces are unified, and only gravity stands alone. Also, at this so-called GUT transition when the strong force split off, some theories state that there was a phase in the evolution of the Universe where a cosmological constant dominated - this is the era of inflation described below.


The Planck Era - The Beginning?

To unify the final (?) force, we need to go back even farther to temperatures of 10^32 K at a time 10^-43 seconds after the "big bang"! The energy of this full unification can be estimated by considering what it might mean for photons and gravity to be equivalent. For example, is there an energy where a photon can create a relativistic massive particle that is its own black hole? If we remember what we've done before, we can see that this will occur when the wavelength (h/mc) is equal to the Schwarzschild radius (2Gm/c^2):

m^2 = hc / 2Pi G
(where I have put in the correct factor of Pi to make it come out right). This mass is called the Planck mass, and is equal to 10^19 GeV (or 10^32 K). Q: Calculate the Planck mass in kilograms, and the equivalent energy in Joules and electron volts, and temperature in Kelvin..

At these energies and higher, there will be the creation and destruction of these black hole -like particles. Since we learned from general relativity that gravity means the curvature of space-time, then at these energies and higher, the concept of space and time breaks down! (Is this another sort of unification and symmetry?) In fact, the theory that must describe this will have to put gravity on the quantum mechancial level (since the wavelength of the black hole is equal to its size) - this is called quantum gravity, and this earliest (?) phase of the Universe is known as the Planck Era. Since we have no workable theory of quantum gravity (though there are some intriguing possibilities), we really do not understand the Universe at times earlier than this (of course, it is likely that time as we know it is not relevant in the Planck era). This can in some sense be considered to be the "Big Bang", where in our space-time continuum came into being.


Inflation

As we stated when we began our investigation into cosmology, by and large we seem to live in a Universe that is homogeneous and isotropic. In particular, we look in two very different directions on the sky, we find that the structure of the Universe appears the same. For example, except for the dipole due to our own velocity through space, the cosmic microwave background radiation appears to be isotropic to the level of 1 part in 10^5 or so, even on opposite sides of the sky. The crucial question is: How did the Universe know to make the cosmic background 2.726 K in every direction that we see? This may seem like an unimportant question, or some sort of metaphysics, except for the fact that in our model for the expanding universe, those parts of the universe could never have communicated with each other at the speed of light! Recombination occured about a million years after the big bang, which was some 15 billion years ago - that's how long it took light to reach us from when the microwave background was last scattered and its temperature and fluctuation level imprinted. Thus, it would have taken twice that, or a couple of million years less than twice the present age of the Universe for any information, forces, photons or particles to have interacted between these regions. One of the cornerstones of physics is the concept of causality, that for something to "cause" something else to happen, some interaction must have taken place which occurs at the speed of light at a maximum. Thus, two regions of space have been separated by a distance equal to or less than the light travel time between for the age of the Universe are said to have been in causal contact. Patches of the sky separated by an angular distance of more than 2 degrees were never in causal contact at the time that the microwave background was generated. In general, it is difficult to see how the Universe seems homogeneous and isotropic on scales that were never in causal contact given our expanding universe model.

Of course, it could be solved by resorting to special initial conditions. The subsequent evolution of a system (like the Universe) under physical law is given by the inital conditions to say what we started with and the laws of physics to tell us what happend to them - you should end up with the Universe as we observe it now if you have the right model. Thus, we could put the isotropy of the Universe as we see it down to the assumption that it started out very homogeneous to begin with. However, it is much more satisfying if we have some physical reason that the Universe should appear isotropic, like it were mixed by heat and convection like the atmosphere of a star. But this requires causal contact. The maximum distance which two points in causal contact can be is called the horizon. This is a different sort of horizon from, but related to, the event horizon we encountered when discussing black holes. The problem of causality between two distant part of the observable universe is called the horizon problem.

The solution is to modify the evolution of the Universe to make regions now far apart even closer than they would be under the normal expanding model at very early times. Thus, we need to change the energy equation to allow faster than normal expansion early on. When we discussed the effect of a positive cosmological constant in Einstein's equation, we noted that if the cosmological constant term were large enough, you would get exponential expansion, or inflation of the Universe:

v^2 = 2GM/R - kc^2 + WR^2

becomes, when the W term dominates

v^2 = WR^2

Using v=HR, we find that H is constant H^2 = W, and thus (using calculus) that if R=R0 at t=t0 at some point during inflation, then

R(t) = R0 e^(Ht/t0)

For the universe to be as isotropic as we see it and yet purely causal, it turns out that the universe must have inflated by a factor of e^60 or more (10^26 or more).

If you think a bit, however, you should notice a problem in a cosmological constant to drive inflation: how do you stop it? The exponential inflation with H^2=W will go on forever unless we get rid of the W term after the universe has inflated sufficiently. If for some reason W were to drop to zero (or at least much smaller than 2GM/R^3), then the normal Hubble expansion as determined by the density would take over. It turns out that using our standard model for particle physics, there are indeed mechanisms for causing inflation, expanding the Universe by 10^50 or so, then safely turning off inflation. There are some theoretical indications in our theory that this occured at the time of the GUT transition at 10^27 K. The mechanism of inflation is widely, though not universally, accepted among cosmologists as having occured in the very early Universe.

One of the consequences of inflation is that after expanding by such a large amount, the curvature of the Universe at the end of inflation should be very nearly flat. Most cosmologists who calculate inflationary models would say that inflation predicts a Universe that is flat, and thus very nearly the critical density. This solves another problem in cosmology, called the flatness problem. It appears observationally that the universe is at least within a factor of 10 of the critical density, that is that the observed density is 10% or more of the critical density. In the expansion (after inflation) the Universe diverges from the critical density, thus if it is within a factor of 10 now, it had to be nearly the critical density much earlier on. This is another worrisome case that would require fine-tuning of the initial conditions (causality and all that). Inflation leads naturally to a very nearly flat universe. The only problem is that most models of inflation naturally lead to a Universe much closer to the critical density than a factor of 10. Thus, inflation may do too good a job of solving the flatness problem if observations indicating that the current density is only 10%-40% of the critical density. The jury is still out on what our density really is, but this may be a potential problem with the inflationary theory.

Also, more work needs to be done on the details of the exact physical mechanism involved in the inflation (what particles are involved, how long it went on, whether gravity waves were generated). It is interesting that in order to get rid of the cosmological constant W at the end of inflation, it energy which was driving the expansion of space must be turned into something. It turns out it is converted into radiation and particles (thus making the matter-energy density the critical density), and that all the matter and radiation in the universe today was generated from the cosmological constant energy at the end of inflation. All the matter and energy density that was present before inflation was "inflated away" to low densities by the exponential expansion. Kind of cool, eh?

Paul Steinhardt, professor of Physics and Astronomy at Penn, has been a pioneer in the development of the inflationary theory in cosmology. See also the Cosmology and Astrophysics at Penn pgae for a description of this and other cosmological research at the University of Pennsylvania.


Current Problems in Astronomy

We have concentrated on problem solving and derivation of models and quantities because the scientific method relies on the ability to make predictions and test with observations. It is rather remarkable that mathematics serves as the language in which to phrase our questions about the nature of the Universe. In my opinion, this is a "deep" concept, of fundamental philosophical and metaphysical importance. Are there limitations on the ability of mathematics to model the Universe? Food for thought.

The picture I have given you of the Universe should be taken seriously not because it is written in a textbook, but because we can calculate the relevant quantities using the laws of physics, which were in turn built upon a sequence of observations, hypotheses, theories, then further observations.


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Steven T. Myers - Last revised 05May96